Social Work’s Role in Genetic Services
by: Susan Taylor-Brown and Ann M. Johnson
February 1998
INTRODUCTION
For the past 30 years social workers have been providing genetics services
and writing about the effect of genetic disorder diagnoses on families. In 1966,
Sylvia Schild first began to define social workers’ role in genetics. Since
then, social workers have contributed to the understanding and delivery of
services to individuals and families affected by genetic conditions.
Anticipating the current technological revolution, social work pioneers Schild
and Black (1984) predicted that the most urgent task facing the profession would
be preparing social workers for effective practice in genetics. Their call
remains salient.
Traditionally, social work practice in genetics has been in the area of
maternal and child health. Within two or three years the genetic information
emerging from the Human Genome Project (HGP) will require practitioners in all
settings to be prepared to work with clients on genetics issues. This clinical
practice update (1) identifies the role of social workers in genetics in light
of the revolutionary growth in the science and technology of genetics, and (2)
illuminates the practice, policy, and ethical issues relevant to social work
practice in genetics.
Human Genome Project
In 1990 the HGP was launched to identify all the genes on the human
chromosome and their related diseases and traits. The promise of this research
lay in the development of methods of prevention, treatment, and cure of genetic
disorders. At present, however, the knowledge necessary to identify the genes
that cause particular genetic disorders has substantially outpaced the knowledge
necessary to prevent, treat, or cure them. Accordingly, genetic testing in most
cases can only identify a person’s predisposition to a particular disease or
trait for which there is yet no treatment or cure.
Knowledge Issues Relevant to Genetic Testing
In addition to the current social work knowledge base, social workers need a
basic understanding of genetic inheritance and a shift in the concept of
person:environment.
Biological Knowledge
Social workers in all settings must educate themselves about the process of
genetic inheritance and understand the primary reasons that people seek genetic
testing and counseling. Minimally, a social worker must understand the types of
genetic conditions, including single gene disorders, chromosome anomalies, and
multifactorial disorders, and the effect of harmful environmental toxins on
development. Furthermore an understanding of the patterns of inheritance between
generations (autosomal dominant, autosomal recessive, and X-linked recessive) is
essential in working with families. (For further explanation of these terms, see
Jackson, l996.)
Person:Environment Paradigm
Social workers are concerned primarily with multifactorial conditions, which
are the most common yet most complex form of genetic inheritance. Multifactorial
conditions are caused by an interaction of multiple genes and the environment.
In some cases environment is thought to trigger genetic disorder.
Conceptualizing "environment" as a trigger for genetic disease requires a shift
in paradigm; that is, by controlling the environment one may be able to prevent
disease. But the role of environment is not yet adequately understood, hence
caution is required. People diagnosed with a predisposition for a condition—for
example, mental illness—could be labeled, stigmatized by society, or
discriminated against by employers and insurance companies. Some employers
already are known to have tested employees for genetic conditions without their
knowledge or permission and without informing them of positive results (Hawkins,
1997). Some examples of the risk associated with multifactorial disorder
diagnoses are as follows:
- People with mental illness may be treated with medication only, rather than
with medication plus psychoeducation and psychotherapy.
- People with genetic predisposition to mental illness may be discriminated
against even though the disease is never manifest.
- People with a predisposition to addictive behavior may be incarcerated as a
"societal precaution."
- Children may be labeled or mislabeled for learning and developmental
disabilities, thereby providing a rationale for denying educational services.
This risk is particularly high with minority populations.
Likewise, however, diagnosing a genetic predisposition could enable people at
risk to seek appropriate help and care. Social workers must be steadfast in
their role as advocates for the constructive application of these new diagnostic
tools. Especially in the managed care environment, safeguards must be
implemented to ensure that genetic information is used to the client’s full
benefit.
Practice Knowledge
Current social work training is applicable with some adjustment to all
populations and settings in which social workers practice. It is important that
professional social workers and social work students be educated about the
specific application of skills to genetic cases. Social workers are already
trained to view people from a biopsychosocial perspective and now must integrate
that perspective with family systems theory, especially during assessment.
In order to identify the patterns of disease in a family, the social worker
may need to develop a three generation genogram as part of the assessment.
Because an individual’s genetic test in fact tests the whole family, the
biology of a genetic condition must be thoroughly understood and explained to
the client and his or her family to prepare them to make informed decisions
about whether or not to be tested. Sensitivity to the principle of
self-determination is essential in the process of informing clients and family
members.
Professionals must take care to ensure that clients are fully informed about
all aspects of genetic testing. Multidisciplinary teams should provide
counseling before and after the decision to have a genetic test and after the
test itself. Education includes medical and scientific information such as the
intergenerational inheritance process, the risk and benefits of genetic testing
to the individual and family, and the course of the disease or trait, as well as
psychosocial counseling for coping and adaptation. It is important that all
education be provided at a level that the client can understand and use. The
highly technical nature of information about genetics, the historical treatment
of ethnic and cultural minorities by Western medicine, and the potential for
stigma and discrimination as a result of genetic testing also mandate that
information be delivered in culturally specific ways.
Practice Skills
At the micro level of practice, primary skills that define social work
practice in genetics are:
- identifying clients with potential genetic disorders through case-finding
and biopsychosocial assessment
- identifying and developing programs that provide assistance for persons with
genetic conditions
- providing psychosocial counseling before testing to identify both risks and
benefits of genetic testing for current and future generations
- providing psychosocial counseling after testing for purposes of restoring
optimal psychosocial function following the diagnosis of a familial genetic
disorder
- providing counseling particularly by social workers in maternal and child
health settings during the family planning process
- providing counseling particularly by social workers in adoption-related
settings regarding implications for the child of genetic information of the
biological parents.
Psychosocial Counseling
The profession’s position concerning counseling services emerging from the
HGP is based on the principle of self-determination. Every individual should
have access to professional pre- and posttest counseling if desired. The
counseling must be nondirective and explore all of the client’s options. Some
members of society may see genetics as an opportunity to rid society of less
desirable traits that are not consistent with their values. Safeguards must
ensure that society’s more vulnerable members are protected.
Ongoing Counseling for Coping and Adaptation
Social workers, unlike most other genetic providers, will have ongoing
contact with clients. New genetic information may create disequilibrium,
resulting in a crisis for an individual and his or her family. Social workers
must use their clinical knowledge and skills to actively encourage the
successful coping and adaptation of individuals and families by:
- encouraging clients to be active participants in their own case management
- working with clients and families to follow through on a plan of action and
secure needed services
- developing a lifestyle modification plan, when indicated, to decrease the
risk of a condition occurring. Behavioral risk reduction models hold promise for
conditions where lifestyle modifications can alter the disease course.
Once established, the social worker–client relationship should be useful as
the client adapts to the genetic condition over time. It is likely that
additional education and supportive services will be beneficial at future key
transition times.
Resources and Referrals
Social workers traditionally have been responsible for the referral of
clients for other available services. Genetic testing raises the question of
what services are needed, what services are currently available, how they will
be paid for, and how nondiscriminatory access can be assured.
Social Policy in Genetics
Genetics poses new challenges for social workers regarding policy and
advocacy. At a macro practice level, social workers’ role in genetics is defined
by the following values:
- accessibility—voluntary and confidential genetic screening must be available
to all people who desire it
- self-determination—the rights of people who are asked to participate in
population screening (such as for cystic fibrosis, breast cancer, disabilities,
and sexual orientation) must be protected
- autonomy—the clients’ right to choose to be tested or not must be preserved
- confidentiality—the right of an individual to "own" his or her genetic
information must be preserved
- research—aggregate data are used for planning and developing service
delivery.
The need for public policy to protect individuals from the misuse of genetic
information cannot be overstated. Social workers’ involvement in the development
of public policy will help ensure this protection. In addition to requiring that
clients be apprised of the risks and benefits to genetic testing, public policy
also must ensure individuals’ right to make family planning decisions without
coercion from state or federal law, family members, professionals, employers, or
insurance companies. Genetic testing should be done only with client
consent.
Confidentiality regarding an individual’s genetic information must be
protected by policy, but most states do not have safeguards at this time. The
limits of confidentiality must be spelled out clearly to the client to ensure he
or she makes a fully informed choice concerning testing.
Social workers also must advocate for insurance coverage of genetic
counseling and testing. Without this coverage, access to testing will be limited
to people of superior financial means, thus depriving poorer people from gaining
valuable genetic information.
Values and Ethics in the Context of Genetic Testing
Some common ethical dilemmas or value conflicts raised by genetic testing are
as follows:
- If someone knows that they have a high risk of getting a debilitating
condition in the future, should he or she have to reveal their genetic test to
an insurance company before he or she can buy a long-term disability or life
insurance policy?
- Should an employer be allowed to require a genetic test during a
preemployment physical examination as a condition of employment and for purposes
of keeping down the company’s health insurance costs?
- Should states require an exchange of DNA tests between partners who apply
for marriage licenses?
- Does confidentiality about the outcome of a genetic test extend to family
members who also may be affected?
The NASW Code of Ethics (1996) provides guidance to social workers
working in genetics. Social workers promote social justice and social change
with and on behalf of clients. Social work interventions are guided by ethical
standards, three of which are particularly relevant to genetics:
1. section 1.02 on self-determination
2. section 1.03 on informed consent
3. section 6.04 on social and political
action.
Summary
Social workers have important and emerging roles to play in the clinical
applications of the HGP. Currently technology is available that can identify a
person’s predisposition to genetic conditions. Much less is known about
prevention or cure. In the future, genetic tests will be used much as medical
tests are used today, for diagnosis and treatment, prevention, or cure. During
the current critical interim period, clients will benefit from a clear
understanding of the limitations of our current knowledge of genetic disorders
and treatment options.
Social workers are beginning to respond to the challenges of this interim
period by striving to ensure the preservation of the rights of individuals
receiving genetic counseling and the development of appropriate psychosocial and
health care services and interventions. The social work emphasis on client
self-determination, coupled with the use of supportive, solution-focused,
nonjudgmental counseling techniques, prepares social work practitioners to
assist individuals and their families to weigh the positive and potentially
deleterious aspects of genetic testing and treatment options
For further information, contact:
Susan Taylor-Brown,
PhD, MSW, MPH
at stbrown@mailbox.syr.edu or at
Syracuse University
School of Social Work
313 Sims Hall
Syracuse,
NY 13244
Ann M. Johnson, PhD, MSW
Council on Social Work Education
Alexandria,
VA
Note: This practice update was developed from an invitational social work
genetics conference held at NASW, Washington, DC, May 13, 1994, sponsored by the
Virginia Insley Fund, School of Social Work, Syracuse University, New York. The
authors thank members of the task force who read and advised them on this
document.
References
Hawkins, D. (1997, June 21). A bloody mess at one federal lab: Officials
may have secretly checked staff for syphilis, pregnancy, and sickle cell.
U.S. News & World Report, 26–27.
Jackson, J. (l996). Genetics and you. Totowa, NJ: Humana Press.
National Association of Social Workers. (1996). Code of ethics.
Washington, DC: NASW.
Schild, S. (l966). The challenging opportunity for social workers in
genetics. Social Work, 11(2), 22–28.
Schild, S., & Black, R. B. (Eds.). (l984). Social work and genetics: A
guide to practice. New York, NY: Haworth Press.
Selected Reading
Andrews, L., Fullarton, J., Holtzman, N., & Motulshky, A. (Eds.).
(1994). Assessing genetic risks: Implications for health and social
policy. Washington, DC: National Academy Press.
Collins, F., & Galas, D. (1993). A new five-year plan for the U.S. Human
Genome Project. Science, 262, 1, 43-46
Giardiello, F., Brensinger, M., Petersen, G., Luce, M., Hylind, L., Bacon,
J., Booker, S., Parder, R., & Hamilton, S. (1997). The use and
interpretation of commercial APC gene testing for familial adenomatous
polyposis. New England Journal of Medicine, 336, 823–827.
Hudson, K., Rothenberg, K., Andrews, L., Kahn, M., & Collins, F. (1995).
Genetic discrimination and health insurance: An urgent need for reform.
Science, 270, 20, 391-393.
Lapham, E., Kozoza, C., & Weiss, J. (1996). Genetic discrimination
perspectives of consumers. Science, 274, 621–624.
Task Force on Genetic Testing. (1995, April). National Center for Human
Genome Research factsheet. Bethesda, MD: NIH-DOE Joint Working Group on the
Ethical, Legal, and Social Implications of Human Genome Research.
Task Force on Genetic Testing. (1995, September). National Center for Human
Genome Research factsheet. Bethesda, MD: NIH-DOE Joint Working Group on the
Ethical, Legal, and Social Implications of Human Genome Research.
U.S. Department of Health and Human Services and U.S. Department of Energy.
(1990, April). Understanding our genetic inheritance. The U.S. Human Genome
Project: The first years, 1991–1995 (Publication no. 90-159). Bethesda, MD:
National Institutes of Health.
Additional Information
Contact: Alliance of Genetic Support Groups, 35 Wisconsin Circle, Suite 440,
Chevy Chase, MD 20815-7015.